Luthor
Luthor is an AI-native compliance platform designed for Registered Investment Advisors (RIAs) and wealth managers.
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Luthor is an AI-native compliance platform designed for Registered Investment Advisors (RIAs) and wealth managers. It automates compliance workflows by using AI to pre-screen marketing content for violations and suggest compliant alternatives. The platform monitors emails, social media, and websites, storing them in SEC Rule 17a-4 compliant archives. It also provides a library of policy templates for ethics and cybersecurity, along with digital management of employee disclosures and conflict checks. Targeting small to growing firms, it helps reduce annual costs and reclaim time spent on compliance tasks.
Key features
- AI pre-screening of marketing content for violations
- Automated monitoring of emails, social media, and websites
- SEC Rule 17a-4 compliant archiving
- Policy template library for ethics and cybersecurity
- Digital disclosure management with conflict checks
Pricing
Paid
Verified on:
Use cases
- Pre-screening marketing materials for regulatory issues
- Maintaining audit-ready archives of communications
- Managing employee disclosures and conflicts of interest
- Generating compliance policies from templates
Who it is for
RIAswealth advisorsfintechs
How we verified this
Company, pricing, and feature details come from the primary sources below and our latest verification pass. When sources disagree, the official source and the most recent check win.
Last verified 09/02/2026Verified sources: 1
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